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13 examples of Compliance Manager metrics and KPIs

What are Compliance Manager metrics?

Finding the right Compliance Manager metrics can be daunting, especially when you're busy working on your day-to-day tasks. This is why we've curated a list of examples for your inspiration.

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Examples of Compliance Manager metrics and KPIs

Metrics for Reprocessed Plastic Recycling

  • 1. Annual Sales Volume

    The total quantity of plastic products sold within a year

    What good looks like for this metric: 10,000 MT in 2025, increasing to 50,000 MT by 2035

    Ideas to improve this metric
    • Expand market reach through marketing
    • Increase product quality to boost sales
    • Enhance sales team training and incentives
    • Identify and target key industries needing plastic
    • Collaborate with international partners
  • 2. Production Yield

    The percentage of produced items that meet quality standards

    What good looks like for this metric: 95% in 2025, aiming for 99% by 2035

    Ideas to improve this metric
    • Implement quality checks at each production phase
    • Invest in modern machinery and technology
    • Train employees on quality control processes
    • Conduct regular maintenance on equipment
    • Incorporate lean manufacturing practices
  • 3. Customer Retention Rate

    The percentage of customers who continue to buy over time

    What good looks like for this metric: 80% in 2025, increasing to 95% by 2035

    Ideas to improve this metric
    • Enhance customer service and support
    • Implement a loyalty program
    • Regularly seek customer feedback for improvements
    • Offer personalized deals and discounts
    • Ensure high product quality and consistency
  • 4. Cost per Metric Tonne (MT)

    The cost incurred to produce one metric tonne of plastic

    What good looks like for this metric: 10% reduction by 2026, aiming for 20% reduction by 2035

    Ideas to improve this metric
    • Streamline procurement processes
    • Negotiate better deals with suppliers
    • Optimize production scheduling for efficiency
    • Minimize waste during production
    • Utilize energy-efficient machinery
  • 5. Training Hours per Employee

    The average number of hours each employee spends in training annually

    What good looks like for this metric: 20 hours in 2025, increasing to 60 hours by 2035

    Ideas to improve this metric
    • Develop a comprehensive training calendar
    • Encourage online and external training sessions
    • Introduce mentorship programs
    • Link training to career development plans
    • Utilize technology for training modules

Metrics for Compliance Across the Value Chain

  • 1. Compliance Training Completion Rate

    The percentage of employees within the supply chain who have completed mandatory compliance training.

    What good looks like for this metric: 85% - 95%

    Ideas to improve this metric
    • Automate training reminders
    • Offer flexible training schedules
    • Incorporate engaging training methods
    • Provide training in multiple languages
    • Set training completion as a performance goal
  • 2. Supplier Audit Pass Rate

    The percentage of suppliers who pass compliance audits within the value chain.

    What good looks like for this metric: 80% - 90%

    Ideas to improve this metric
    • Develop clear audit criteria
    • Conduct pre-audit supplier workshops
    • Provide suppliers with feedback reports
    • Create incentives for high compliance rates
    • Simplify the audit process
  • 3. Incident Response Time

    The average time taken to respond to and address compliance-related incidents within the value chain.

    What good looks like for this metric: 48 - 72 hours

    Ideas to improve this metric
    • Implement incident monitoring systems
    • Establish clear incident response protocols
    • Train a dedicated incident response team
    • Regularly review and update response plans
    • Utilise data analytics for quicker incident detection
  • 4. Policy Violation Rate

    The frequency of policy violations detected across the value chain.

    What good looks like for this metric: 5% - 10%

    Ideas to improve this metric
    • Communicate policies clearly and regularly
    • Ensure policies are easily accessible
    • Implement immediate consequences for violations
    • Involve employees in policy-making
    • Conduct regular policy reviews and updates
  • 5. Stakeholder Feedback Score

    The average score reflecting the satisfaction of stakeholders with the organisation's compliance efforts across the value chain.

    What good looks like for this metric: 8 out of 10

    Ideas to improve this metric
    • Conduct regular stakeholder surveys
    • Act on feedback promptly
    • Maintain open communication channels
    • Involve stakeholders in compliance discussions
    • Celebrate compliance achievements with stakeholders

Metrics for % of division risk mitigations

  • 1. Implementation Rate

    The percentage of planned risk mitigations that have been successfully put into action within a given time frame

    What good looks like for this metric: 80-90%

    Ideas to improve this metric
    • Ensure clear communication on mitigation strategies
    • Prioritise high-impact risk mitigations
    • Allocate dedicated resources for implementation
    • Regularly review and update risk mitigation plans
    • Conduct training sessions to increase staff engagement
  • 2. Compliance Rate

    The percentage of risk mitigations that meet compliance requirements

    What good looks like for this metric: 90-95%

    Ideas to improve this metric
    • Conduct regular compliance audits
    • Update compliance guidelines as needed
    • Train staff on compliance requirements
    • Use automated tools to ensure compliance
    • Set up a compliance check schedule
  • 3. Mitigation Completion Time

    The average time taken to complete risk mitigation strategies from planning to execution

    What good looks like for this metric: 30-60 days

    Ideas to improve this metric
    • Streamline approval processes
    • Break down strategies into smaller tasks
    • Set realistic timelines with buffer periods
    • Closely monitor project milestones
    • Use project management software
  • 4. Cost Efficiency of Mitigations

    The ratio of the cost to implement risk mitigations versus the estimated costs without mitigation

    What good looks like for this metric: $1:$5 savings

    Ideas to improve this metric
    • Negotiate better contracts with vendors
    • Utilise cost-effective tools and technologies
    • Optimise resource allocation
    • Reduce unnecessary steps in the process
    • Regularly evaluate cost-benefit ratios
  • 5. Stakeholder Satisfaction

    The level of contentment among stakeholders regarding the effectiveness of risk mitigation efforts

    What good looks like for this metric: 75-85% satisfaction rate

    Ideas to improve this metric
    • Gather regular stakeholder feedback
    • Address complaints and concerns promptly
    • Hold stakeholder engagement sessions
    • Provide transparent reports on progress
    • Continuously adapt strategies based on feedback

Metrics for Compliance in Commercial Real Estate

  • 1. Regulatory Audit Pass Rate

    Percentage of audits passed without any non-compliance findings

    What good looks like for this metric: 85-95%

    Ideas to improve this metric
    • Conduct regular internal audits
    • Provide ongoing compliance training
    • Implement a regulatory compliance management system
    • Review and update compliance policies regularly
    • Engage external consultants for unbiased evaluations
  • 2. Compliance Training Completion Rate

    Percentage of employees who complete compliance training on time

    What good looks like for this metric: 90% or higher

    Ideas to improve this metric
    • Utilise engaging training materials
    • Set clear deadlines for training completion
    • Offer flexible training schedules
    • Provide incentives for timely completion
    • Assess and improve training efficacy
  • 3. Incident Response Time

    Average time taken to respond to compliance-related incidents

    What good looks like for this metric: Within 24 hours

    Ideas to improve this metric
    • Establish clear incident response protocols
    • Conduct incident response drills
    • Use automated incident management tools
    • Provide quick-access reporting channels
    • Evaluate past incidents to improve speed
  • 4. Number of Compliance Violations

    Total number of compliance violations identified within a specific period

    What good looks like for this metric: Minimise below industry average

    Ideas to improve this metric
    • Enhance monitoring and reporting tools
    • Increase frequency of compliance reviews
    • Strengthen enforcement of compliance measures
    • Educate employees on recognising violations
    • Implement preventative measures
  • 5. Policy Update Implementation Rate

    Percentage of policy updates implemented within the target timeframe

    What good looks like for this metric: 95% or higher

    Ideas to improve this metric
    • Establish a structured policy review process
    • Coordinate with internal departments for smooth implementation
    • Communicate updates clearly to all stakeholders
    • Allocate resources for rapid policy rollouts
    • Monitor and track policy adoption

Metrics for Establish design standards

  • 1. Compliance Rate

    The percentage of projects adhering to established design standards and governance.

    What good looks like for this metric: 80-90%

    Ideas to improve this metric
    • Conduct regular design audits
    • Educate teams on standards
    • Integrate standards into project workflows
    • Implement a feedback loop for continuous improvement
    • Assign dedicated roles for compliance monitoring
  • 2. Standard Adoption Rate

    The percentage of teams or individuals adopting new design standards.

    What good looks like for this metric: 70-85%

    Ideas to improve this metric
    • Facilitate workshops and trainings
    • Utilize champions to promote standards
    • Provide clear documentation and resources
    • Reward and recognise adoption efforts
    • Gather and act on user feedback
  • 3. Time to Implement Standards

    The average time it takes for teams to implement design standards in projects.

    What good looks like for this metric: 2-4 weeks

    Ideas to improve this metric
    • Simplify standards for easy understanding
    • Create templates and guides
    • Offer implementation support
    • Use pilot projects to refine processes
    • Ensure leadership buy-in for expedited adoption
  • 4. Stakeholder Satisfaction

    The level of satisfaction among stakeholders with the design standards and governance.

    What good looks like for this metric: 75-85%

    Ideas to improve this metric
    • Conduct regular satisfaction surveys
    • Address concerns promptly
    • Engage stakeholders in the development process
    • Communicate benefits clearly
    • Showcase success stories
  • 5. Reduction in Design Errors

    The decrease in design errors or deviations due to the implementation of standards.

    What good looks like for this metric: 30-50%

    Ideas to improve this metric
    • Implement a thorough review process
    • Analyse common error patterns
    • Enhance training based on error analysis
    • Utilise automated tools for compliance
    • Encourage peer reviews and collaborations

Metrics for Routine Staff Training

  • 1. Training Completion Rate

    The percentage of staff who successfully complete the required training sessions within a given period.

    What good looks like for this metric: 90% completion rate

    Ideas to improve this metric
    • Offer flexible training schedules
    • Use engaging training materials
    • Provide incentives for completion
    • Ensure management support
    • Track progress regularly
  • 2. Training Knowledge Retention Rate

    The percentage of information retained by staff over a period after completing training, typically measured through follow-up assessments.

    What good looks like for this metric: 70% retention after 3 months

    Ideas to improve this metric
    • Incorporate interactive techniques
    • Provide summary materials
    • Use regular follow-up assessments
    • Apply knowledge in real-world tasks
    • Encourage peer discussions
  • 3. Procedure Compliance Rate

    The percentage of staff correctly following standard operating procedures post-training.

    What good looks like for this metric: 85% compliance rate

    Ideas to improve this metric
    • Reinforce training regularly
    • Conduct audits and provide feedback
    • Simplify procedures
    • Establish accountability measures
    • Offer additional coaching for underperformers
  • 4. Employee Feedback Score

    The average satisfaction score obtained from employees regarding the training program.

    What good looks like for this metric: 4 out of 5 rating

    Ideas to improve this metric
    • Collect regular feedback
    • Act on suggestions for improvement
    • Ensure content relevance
    • Maintain interactive sessions
    • Provide opportunity for questions
  • 5. Training Cost Per Employee

    The total costs involved in training divided by the number of employees trained.

    What good looks like for this metric: $200 per employee

    Ideas to improve this metric
    • Utilise cost-effective online platforms
    • Schedule group training sessions
    • Leverage internal trainers
    • Streamline resource usage
    • Negotiate with vendors for better pricing

Metrics for Safety and Compliance Management

  • 1. Incident Rate

    Measures the number of safety incidents per number of hours worked, indicating overall workplace safety.

    What good looks like for this metric: 3.0 incidents per 100 employees annually

    Ideas to improve this metric
    • Conduct regular safety audits
    • Enhance employee safety training programs
    • Implement stricter safety protocols
    • Improve incident reporting systems
    • Involve employees in safety planning
  • 2. Training Completion Rate

    Percentage of employees who have completed required safety training within a set time period.

    What good looks like for this metric: 95% completion rate

    Ideas to improve this metric
    • Automate training reminders
    • Provide flexible training schedules
    • Incorporate online training modules
    • Track progress with a learning management system
    • Reward timely completion with incentives
  • 3. Audit Finding Closure Rate

    Percentage of identified compliances or safety issues that have been addressed within a designated time frame.

    What good looks like for this metric: 100% closure within 30 days

    Ideas to improve this metric
    • Assign responsibilities for issue resolution
    • Set clear deadlines for issue closure
    • Monitor progress with regular check-ins
    • Establish a robust feedback mechanism
    • Use software tools to track progress
  • 4. Employee Safety Observation Frequency

    Frequency of safety observations made by employees, indicating proactive safety engagement.

    What good looks like for this metric: 2 observations per employee per month

    Ideas to improve this metric
    • Encourage a culture of safety communication
    • Provide easy tools for reporting observations
    • Recognise employees for contributing observations
    • Conduct regular safety awareness campaigns
    • Offer training on identifying potential hazards
  • 5. Cost of Compliance Management

    Total cost incurred in ensuring compliance with safety standards, as a percentage of overall operational cost.

    What good looks like for this metric: 3-5% of total operational cost

    Ideas to improve this metric
    • Identify cost-effective compliance tools
    • Negotiate better terms with compliance vendors
    • Streamline compliance processes
    • Automate repetitive compliance tasks
    • Analyze cost-effectiveness of current strategies

Metrics for Halal Accreditation Compliance

  • 1. Non-Conformance Rate

    The frequency of non-conformances in Halal standards detected during audits or inspections

    What good looks like for this metric: Less than 10 incidents annually

    Ideas to improve this metric
    • Implement regular internal audits
    • Provide comprehensive staff training
    • Use checklists for routine checks
    • Engage external experts for consultation
    • Establish a corrective action plan
  • 2. Audit Pass Rate

    The percentage of successfully passed Halal compliance audits out of total audits conducted

    What good looks like for this metric: Above 90%

    Ideas to improve this metric
    • Conduct mock audits
    • Ensure up-to-date documentation
    • Set clear compliance instructions
    • Regular management reviews
    • Invest in audit management software
  • 3. Supplier Halal Compliance Rate

    The percentage of suppliers that are compliant with Halal standards out of the total suppliers

    What good looks like for this metric: Above 95%

    Ideas to improve this metric
    • Establish strict supplier guidelines
    • Require supplier certification
    • Conduct supplier audits/reviews
    • Communicate regularly with suppliers
    • Establish supplier improvement programs
  • 4. Corrective Action Implementation Time

    The average time taken to implement corrective actions after a non-conformance is identified

    What good looks like for this metric: Within 30 days

    Ideas to improve this metric
    • Prioritise action steps
    • Assign dedicated resources
    • Monitor progress weekly
    • Automate reminders and follow-ups
    • Create specific action deadlines
  • 5. Training Completion Rate

    The percentage of employees that have completed Halal compliance training out of total employees

    What good looks like for this metric: 100%

    Ideas to improve this metric
    • Schedule mandatory training sessions
    • Offer e-learning modules
    • Incentivise training completion
    • Track training progress
    • Regularly update training content

Metrics for Enterprise Process Management

  • 1. Process Efficiency Ratio

    The ratio of the output value produced to the resources used, indicating the efficiency of processes.

    What good looks like for this metric: 80-90%

    Ideas to improve this metric
    • Identify and eliminate bottlenecks
    • Automate repetitive tasks
    • Streamline workflows
    • Conduct regular process audits
    • Implement continuous improvement programs
  • 2. Process Cycle Time

    The total time taken to complete a process from start to finish.

    What good looks like for this metric: Depends on industry standards

    Ideas to improve this metric
    • Analyse and reduce wait times
    • Utilise process mapping tools
    • Adopt lean management principles
    • Use time management software
    • Conduct time-motion studies
  • 3. Process Compliance Rate

    Percentage of processes that adhere to established procedures and standards.

    What good looks like for this metric: 95% or above

    Ideas to improve this metric
    • Regularly train employees on process standards
    • Implement compliance checks
    • Utilise process management software
    • Develop clear process documentation
    • Encourage a culture of adherence
  • 4. Employee Productivity Index

    Measure of employee output relative to the resources used in a process.

    What good looks like for this metric: Varies across industries

    Ideas to improve this metric
    • Set clear performance goals
    • Provide regular feedback
    • Offer training and development
    • Ensure resources are adequate
    • Recognise and reward high performance
  • 5. Quality Defect Rate

    Percent of outputs that require rework or result in customer complaints.

    What good looks like for this metric: Below 5%

    Ideas to improve this metric
    • Implement rigorous quality control
    • Provide employee training
    • Utilise root cause analysis
    • Adopt six sigma methodologies
    • Engage with quality assurance teams

Metrics for Compliance with road standards

  • 1. Adherence to Design Specifications

    Measures the extent to which road maintenance work aligns with predefined design specifications

    What good looks like for this metric: 90% or above compliance rate

    Ideas to improve this metric
    • Conduct regular design specifications training
    • Implement stricter quality control checks
    • Utilise advanced design software tools
    • Ensure clear communication of specifications
    • Collaborate with design experts
  • 2. Quality of Materials Used

    Assesses the quality of materials used against standard requirements

    What good looks like for this metric: 95% or above material quality rating

    Ideas to improve this metric
    • Use reputable material suppliers
    • Test materials prior to use
    • Adopt usage of high-grade materials
    • Train staff on material standards
    • Set up a material review board
  • 3. Time to Completion vs Planned Schedule

    Compares the actual completion time of road maintenance projects to the planned schedule

    What good looks like for this metric: Projects completed on or before schedule 80% of the time

    Ideas to improve this metric
    • Enhance project planning processes
    • Allocate resources more efficiently
    • Regularly review project timelines
    • Minimise project scope changes
    • Improve coordination among teams
  • 4. Cost Adherence to Budget

    Tracks the extent to which actual expenditures align with budgeted costs for maintenance projects

    What good looks like for this metric: Costs remain within 5% of budget

    Ideas to improve this metric
    • Conduct thorough cost estimates
    • Implement stringent cost control measures
    • Regular budget reviews and adjustments
    • Negotiate better rates with suppliers
    • Automate budget tracking and reporting
  • 5. Safety Incident Rate

    Monitors the frequency of safety incidents occurring during maintenance work

    What good looks like for this metric: Less than 1 incident per 1000 work hours

    Ideas to improve this metric
    • Strengthen safety training programs
    • Introduce more comprehensive safety protocols
    • Increase frequency of safety audits
    • Encourage reporting of near misses
    • Improve safety equipment and gear

Metrics for Internal Auditor Performance

  • 1. Audit Completion Rate

    The percentage of planned audits completed in a given period

    What good looks like for this metric: 90%-95% completion rate

    Ideas to improve this metric
    • Set clear priorities for audits
    • Allocate resources effectively
    • Enhance time management skills
    • Streamline audit processes
    • Regularly review audit plans
  • 2. Number of Findings per Audit

    Average number of findings identified during each audit

    What good looks like for this metric: 2-5 findings per audit

    Ideas to improve this metric
    • Improve risk assessment techniques
    • Incorporate data analytics in audits
    • Enhance auditor training programmes
    • Focus on high-risk areas
    • Use checklists to standardise audits
  • 3. Implementation Rate of Audit Recommendations

    Percentage of audit recommendations implemented within the agreed timelines

    What good looks like for this metric: 80% implementation within 90 days

    Ideas to improve this metric
    • Ensure recommendations are actionable
    • Engage with auditees to understand constraints
    • Follow up regularly on recommendations
    • Provide practical solutions
    • Prioritise high-impact recommendations
  • 4. External Audit Discrepancy

    Comparison between internal audit findings and external audit findings

    What good looks like for this metric: Less than 5% discrepancy

    Ideas to improve this metric
    • Align internal audit focus with external audits
    • Improve coordination with external auditors
    • Regularly update auditing standards
    • Review and improve audit documentation
    • Provide sufficient training to internal auditors
  • 5. Audit Cost Efficiency

    Cost of auditing per audit presented as a value component to business value

    What good looks like for this metric: $5,000-$10,000 per audit

    Ideas to improve this metric
    • Implement cost-saving technologies
    • Opt for risk-based audit planning
    • Streamline the audit process
    • Utilise a hybrid auditing team (internal and external)
    • Automate repetitive tasks where possible

Metrics for BCP Initiatives Implementation

  • 1. Planned Initiative Implementation Rate

    Percentage of planned business continuity plan (BCP) initiatives that have been successfully implemented within a given period

    What good looks like for this metric: 90% planned implementation rate

    Ideas to improve this metric
    • Increase team collaboration on initiative execution
    • Allocate dedicated resources for BCP initiatives
    • Regularly review and revise BCP plans
    • Conduct training sessions on BCP protocols
    • Implement a project tracking system
  • 2. Time to Implement BCP Initiatives

    Average time taken to implement approved BCP initiatives from start to completion

    What good looks like for this metric: 6-12 months

    Ideas to improve this metric
    • Streamline approval processes
    • Set clear deadlines for each phase
    • Ensure staff availability and readiness
    • Use project management tools
    • Prioritise quick-win initiatives
  • 3. Resource Allocation Efficiency

    Efficiency in allocating resources, including budget and personnel, to BCP initiatives

    What good looks like for this metric: 85% budget utilisation

    Ideas to improve this metric
    • Regularly assess resource requirements
    • Monitor budget spending against plans
    • Optimise resource use through technology
    • Engage a cross-functional team for input
    • Conduct periodic reviews of allocations
  • 4. Stakeholder Satisfaction Rate

    Percentage of stakeholders satisfied with the implementation progress of BCP initiatives

    What good looks like for this metric: 80% stakeholder satisfaction

    Ideas to improve this metric
    • Enhance communication with stakeholders
    • Involve stakeholders in planning and review
    • Address concerns and feedback promptly
    • Provide regular updates on progress
    • Ensure transparency in execution
  • 5. Post-Implementation Review Compliance

    Percentage of BCP initiatives that have undergone a post-implementation review to assess effectiveness

    What good looks like for this metric: 100% compliance with reviews

    Ideas to improve this metric
    • Schedule reviews post-implementation
    • Develop standard review checklists
    • Hold audit sessions for feedback and lessons
    • Encourage honest evaluation of outcomes
    • Identify gaps and recommend improvements

Metrics for IT Service Agreement Compliance

  • 1. % Compliance with SLA

    The percentage of time that IT services are delivered within the predefined terms of the service level agreement

    What good looks like for this metric: 90-99%

    Ideas to improve this metric
    • Increase training for service delivery teams
    • Enhance monitoring and reporting tools
    • Conduct regular SLA reviews and updates
    • Ensure clear communication of SLA terms to all stakeholders
    • Implement more efficient service processes
  • 2. Response Time to Incidents

    The amount of time taken to respond to IT incidents from the time they are reported

    What good looks like for this metric: 30 minutes

    Ideas to improve this metric
    • Automate incident alert systems
    • Improve resource allocation during peak times
    • Provide advanced training for incident management
    • Utilise real-time monitoring and dashboards
    • Regularly measure and adjust response strategies
  • 3. Resolution Time to Incidents

    The amount of time taken to resolve IT incidents from the time they are reported

    What good looks like for this metric: 4 hours

    Ideas to improve this metric
    • Implement root cause analysis for recurring issues
    • Enhance collaboration across IT teams
    • Use advanced diagnostic and repair tools
    • Schedule regular knowledge sharing sessions
    • Review and optimise workflows for resolution
  • 4. User Satisfaction Rate

    Percentage of users satisfied with the IT services provided in accordance with the SLA

    What good looks like for this metric: 85-90%

    Ideas to improve this metric
    • Conduct regular satisfaction surveys
    • Implement feedback loops for continuous improvement
    • Analyse survey data for actionable insights
    • Ensure rapid follow-up to any user complaints
    • Continuously train staff in customer service skills
  • 5. Change Success Rate

    The percentage of changes to the IT system that are successful and do not result in incidents

    What good looks like for this metric: 95%

    Ideas to improve this metric
    • Perform rigorous change testing before implementation
    • Develop clear guidelines for change management
    • Ensure thorough documentation of all changes
    • Utilise change advisory boards to approve changes
    • Conduct post-change reviews to identify improvement areas

Tracking your Compliance Manager metrics

Having a plan is one thing, sticking to it is another.

Don't fall into the set-and-forget trap. It is important to adopt a weekly check-in process to keep your strategy agile – otherwise this is nothing more than a reporting exercise.

A tool like Tability can also help you by combining AI and goal-setting to keep you on track.

Tability Insights DashboardTability's check-ins will save you hours and increase transparency

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Planning resources

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